Battle Order...
As noted above, the equivalent to D.Ops in the real SIS, at least
when Mackintosh served in the Navy and when he was writing the
series, was D/P. The post of D/P has generally proved something
of an on-again-off-again post, like that of Deputy Chief. SIS’
operational side had been organised around country-based Production
Sections since 1942, each P Section overseeing its own stations
abroad. From 1943 the P Sections (as many as fifteen during the
war, up to twenty in the 1970s) were grouped under between six
and eight Area Controllers.
The Controllers themselves have generally been grouped in turn
under a ‘global controller’ or D/P, although during the 1950s
they were subordinated directly to the Vice Chief of Service (at
the time there were two deputies; the Vice Chief, #2, and Assistant
Chief, #3). Indeed, one of the anomalies in The Sandbaggers is
the use of the term ‘controller’ to refer to the officer directing
a specific operation either through the Ops Room or a foreign
station, rather than the geographical or regional desk officer
at HQ. There is, however, an ambiguity in the term ‘controller’
such that it is also used to refer to a handler or case officer
so that the officer handling an agent is referred to as that agents’s
controller.
In the Navy
At the time that Mackintosh served in the Navy, and at the time
of the series, Director, Production oversaw seven Controllerates
at Century House: Western Europe (C/EUR), Soviet Bloc (C/SOV),
Far East (C/FE), Middle East (C/ME), Africa (C/AF), Western Hemisphere
(C/WH) and a Controller UK (C/UK) who handles things like deploying
agents under local or ‘natural cover’ into hard target states
(e.g. Soviet bloc, China), recruiting and handling British businessmen
acting as informants or cut-outs (a la Paul Henderson or Greville
Wynne), running a section of volunteer operators (UKN), arranging
cover with British institutions and businesses, and joint sections
run with MI 5 targetting Soviet facilities in the UK (from 1966),
Irish terrorism (from 1971) and Middle East terrorism (slightly
later).
Each overseas controller oversaw between two and four P sections,
the P Sections dealing with three or more individual countries
and their field stations. It is interesting to note that having
given the SIS CIA designations, when referring to the CIA’s operational
side Mackintosh refers to ‘Plans Division’ in All in a Good Cause
when it is noted that Jenny Ross originally worked in Plans Division.
Plans Division was the original name for the Directorate of Operations
(DO) during the 1950s. D.Int and D/R Where the most noticeable
difference between MacIntosh’s SIS and the real one at this level
is the role of D.Int. Mackintosh makes it clear throughout the
series that D.Int’s function is to conduct and oversee the work
of intelligence analysis, that is, the production of ‘finished
intelligence’ (as opposed to ‘raw’ agent reports, intercepts &c).
For example, in ‘First Principles’ Herr Torveg offers to provide
the electronic intelligence (ELINT) product of his radar ferreting
operation along the Soviet border to SIS’ Intelligence Directorate.
Likewise, in A Proper Function of Government D.Int’s team produce
a policy paper which recommends getting rid of President Lutara.
In fact, SIS is not permitted let alone equipped to perform intelligence
analysis. The analytical role is one that the various Ministries
and Departments of State reserve to themselves in their capacity
as the principle source of advice to Ministers. The exception
to this narrowly Departmental approach to intelligence analysis
is the Joint Assessments Staff (JAS) of the Joint Intelligence
Committee (JIC) in the Cabinet Office which performs inter-departmental
all-source assessments (about which more below).
The counterpoint directorate to Production, Requirements (originally
called Requirements and Intelligence when it was set up in 1946)
functions to represent the interests of SIS’s consumers
in government to the operational side of the agency. Originally,
under a system the official history calls the 1921 Arrangement,
SIS’s major consumers attached liaison sections to SIS HQ
to articulate their home Departments’ requirements and to
act as secure conduits for the information SIS produced in response
to those reqiurements. Under the original 1921 Arrangement the
consumer liaison sections included Section I (Foreign Office),
Section II (Air Ministry), Section III (Admiralty), Section IV
(War
Office/Army) and from 1938 Section VI (Ministry of Economic
Warfare). After the creation of a consolidated consumer liaison
directorate under a single D/R (analogous to the single ‘global
controller’) in 1946 these became R Sections (for Requirements)
as R1 (FO), R2 (Air), R3 (Admiralty), R4 (War Office) and R6 (servicing
now the FO Trade Department, Treasury, Board of Trade and Bank
of England).
The Armed Service liaisons were actually sections of their home
Service intelligence branches, posted to SIS HQ and carried on
the SIS budget. Hence in 1930 or so Section II was also known
as AI (Air Intelligence) 1c inside Air Intelligence, Section III
was NID 3 inside the Naval Intelligence Department and Section
IV was MI 1c of the Directorate of Military Operations and Intelligence.
After the war, R2 remained AI 1c at least for a time, R3 was NID
17, and R4 was MI 6 (a designation it acquired 1941 and which
I have recently demonstrated is the origins of SIS’ other name
MI 6 in my article cited at the end of this section).
When the Armed Services were amalgamated under the Ministry of
Defence, their intelligence branches were consolidated and combined
with the MoD’s Joint Intelligence Bureau to create the Defence
Intelligence Staff. Within DIS, SIS Service branch liaison was
also consolidated as DI 6 (another name one sees applied to the
SIS from the early ‘70s on), with R2 being DI 6 (air), R3 DI 6(n)
and R4 DI 6(a). A scientific and technical (S&T) Requirements
section servicing the DIS’ Directorate of Scientific and Technical
Intelligence (DSTI) was designated R7 at SIS and the Technical
Coordinating Section in the DSTI. An eighth R Section, R8, handled
tasking and dissemination on behalf of GCHQ (about which also
more below).
In principle, therefore, if Military Intelligence wanted to know
something abot the deployment of Soviet forces in Berlin, for
instance, the process would look like this: the MI 4 (German Section
of Military Intelligence a the War Office) would ask MI 6/R4.
R4 would send the requirement to Controller Western Europe or
P3 (the Germany/Austria/Switzerland P Section at SIS) who would
task Berlin Station and perhaps Bonn Station in support. The stations
would then task the query to one of their sources or agents (in
intelligence jargon an agent is always a human source; an emloyee
of an intelligence service is an intelligence officer) or mount
a new operation to get the information (with appropriate authorisation
from the Embassy in Bonn and the Foreing Office Advisor at SIS
HQ, about whom more below). The result would then be passed back
R4 and copied to P3. R4 would then pass the source report to MI
4 who might then respond with a Supplementary Query and the process
would start all over again.
Out of the Navy
At about the time Mackintosh left the Navy, SIS was undergoing
another reorganisation, particularly of Requirements Directorate.
In 1957, the JIC had moved from the then-relatively small MoD
to the Cabinet Office. Once there, its ambit extended to co-ordinating
and articulating the overall intelligence requirements of Whitehall,
partly to minimise overlap and redundancy, and partly to avoid
overloading the operational services.
At this point, tasking became more a question of national rather
than Departmental responsibility and interest, the SIS portion
of the annual National Intelligence Requirements Paper was circulated
to stations abroad as the SIS ‘Red Book’. A decade later, the
JIC itself underwent on overhaul, and its supporting constellation
of sub-committees called the Joint Intelligence Staff was restructured
on mainly geographical divisions as a series of Current Intelligence
Groups collectively called the Joint Assessments Staff (JAS).
In 1974, after something of a lag during the tenure of Sir John
Rennie as C (see piece on ¦The Sandbaggers² as a roman a clef),
Requirements was finally reorganised along geographical lines
instead of Departmental lines. This reflected the fact that SIS
was now primarily tasked nationally rather than Departmentally,
and that its main point of contact with HMG was the JIC and JAS.
As a result, from 1974 the Production side Controllerates were
matched to equivalent R sections (R/EUR, R/SOV, R/FE, R/ME, R/AF,
and R/WH). The Armed Service liaisons continued as Ministry of
Defence Advisors, as MODA/Air (still DI 6 (air)), MODA/Navy (DI
6(n)) and MODA/Army (DI 6(n)), and R8 (GCHQ) carried on as RGC.
The three MODAs joined the Foreign Office Advisor and a Historical
Section in a new SIS Secretariat in the eighties. A fourth MODA,
MODA/SO was added in the 1980s to handle liaison with a clutch
of special forces element seconded to the SIS and known as ‘the
increment’ (see below). Because of a decade of cutbacks in the
1970s, Requirements Directorate dwindled in size until in 1979
it was amalgamated with Production under a Director, Production
and Requirements (D/PR). The R sections continued to answer to
a Deputy Director Requirements (DD/R) until 1995 when it was felt
that networked communications, especially the HMG intelligence
community intranet called the UK Intelligence Messaging System
(UKIMS) had made the need for such involved consumer liaison system
superfluous.
As a result, DD/R was abolished and the R Sections subordinated
directly their respective area controllers. Anyone seriously interested
in the role and developments of the Requirements side of the SIS
can look at my article on the subject, ‘MI 6’s Requirements Directorate:
Integrating Intelligence into the Machinery of Government’ Public
Administration LXXVIII: 1 (January 2000).
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